Programme In Securities Operations And Risk Management

This course contains a comprehensive explanation of all the fundamental and advanced aspects of Securities Operation and Risk Management such as types of shares, mutual funds, derivatives, and more.

Program Fee: ₹4720 /- Incl. GST

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*Visit IIT Digital Skills Academy Website

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Pre recorded course

Unrestricted and Unlimited access to the course anytime.

Online Assessment

MCQ based online examination which can be accessed anytime

Online Certification

Upon completion of exam, certificate will be sent over mail within a month

Multiple Re-attempts

Exam can be reattempted once every month until course validity

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About Pravartak​

IITM Pravartak Technologies Foundation is a section 08 Company housing the Technology Innovation Hub on Sensors, Networking, Actuators, and Control Systems (SNACS). We are committed to transforming the frontiers of knowledge. Our start-up ecosystem is the nurturing space of brilliant professionals, Innovative entrepreneurs, curious young talent, and inquisitive students. With world-class infrastructure, equipment, and experienced mentors, we have everything to offer for the technology hungry brains.

About Infact Pro Trainers

Infact Pro Trainers is a strategic initiative which has been set-up to cater the manpower requirement and upskilling of the exponentially growing Financial sector in India. It has also been significantly contributing to the BFSI sector in the sphere of training of existing BSFI professionals.

Supported by
IIT-M Pravartak, Technology Incubation of IIT Madras and Digital Skills Academy, Center for Outreach and Digital Education, IIT Madras

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Course Objectives

  • To learn about the functioning of securities market In India
  • Know about the different market participants, types of instruments, intermediaries and the role of SEBI as a regulator
  • Understanding the process of trade life cycle viz., custodial transaction execution, order management, operations management, risk disclosure & clearing and settlement
  • To know how the risk management framework, encompassing compliance and regulatory reporting works.
  • Explaining the role of key participants like the clearing house, clearing banks, custodians, depositaries & brokers
  • Understanding the settlement process, margin payments and how auction is carried out
  • Learn about investor grievances, arbitration & customer protection fund
  • Understand the services offered by brokers

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Who is this for?

  • Students who are keen to build a career in the domain of Securities or Risk Management operations
  • Students/Professionals who intend to work for a Clearing House, Depository, Financial Institution, Banks or a Broker
  • Executives who are part of BFSI and want to upgrade skill set for better career opportunities
  • Professionals in other Industries or domain whose work profile is directly or indirectly connected to Financial Services Industry
  • Individuals who are keen to know how Securities Market work so that it helps them in their investment journey

Course Highlights

  • To learn about the functioning of securities market In India
  • Know about the different market participants, types of instruments, intermediaries and the role of SEBI as a regulator
  • Understanding the process of trade life cycle viz., custodial transaction execution, order management, operations management, risk disclosure & clearing and settlement
  • To know how the risk management framework, encompassing compliance and regulatory reporting works.
  • Explaining the role of key participants like the clearing house, clearing banks, custodians, depositaries & brokers
  • Understanding the settlement process, margin payments and how auction is carried out
  • Learn about investor grievances, arbitration & customer protection fund
  • Understand the services offered by brokers

Syllabus

  • INTRODUCTION
  • SECURITIES MARKET
  • MONEY MARKETS
  • PRODUCTS TRADED IN THE INDIAN SECURITIES MARKET
  • INTRODUCTION
  • INVESTORS
  • ISSUERS
  • INTERMEDIARIES
  • REGULATOR
  • INTRODUCTION TO THE TRADE LIFE CYCLE
  • FRONT OFFICE OPERATIONS
  • MIDDLE OFFICE OPERATIONS
  • BACK OFFICE OPERATIONS
  • RISK MANAGEMENT
  • COMPLIANCES AND REGULATORY REPORTING
  • CORE SETTLEMENT GUARANTEE FUND
  • INTRODUCTION
  • ROLE OF THE
  • CLEARING AGENCY
  • CLEARING BANKS AND THEIR FUNCTION
  • CLEARING MEMBERS /CUSTODIANS
  • DEPOSITORIES & DEPOSITORY PARTICIPANTS
  • CLEARING PROCESS
  • INTRODUCTION
  • DETERMINATION OF SETTLEMENT OBLIGATIONS- EQUITY SEGMENT
  • SETTLEMENT OF FUNDS
  • SETTLEMENT OF SECURITIES
  • CORPORATE ACTIONS ADJUSTMENT
  • AUCTION OF SECURITIES
  • INTRODUCTION
  • INVESTOR GRIEVANCE
  • INVESTOR PROTECTION FUND
  • ARBITRATION
  • INTRODUCTION
  • IPO APPLICATIONS
  • TRADING OF MUTUAL FUND UNITS

Testimonials

The best part was the lecture notes were very understandable in nature and also teaching quality was good
Aiswarya RStudent
The best part is course is online, easy to understand, has excellent mock Tests, Good teaching style and most important this course has great money value at this low fee your charging
Anshuman Jagdishwar chekkalaStudent
The course was very immersive and interesting, and the classes are clear and maintain the standard.
M PrathyushdasStudent
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